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Nomura bond trader fraud trial ends in split U.S. jury verdict.. including six from Nomura, in connection with the bond trading probe.. former Nomura trader Frank DiNucci, and former Royal.
People on the move: Sept. 15 Sarah MacGuire has been named chairman for both The Broadmoor and Colorado Springs Cotillions. She replaces Connie Armit, who had led the nationally recognized Jon D. Williams Cotillions for 18 years.
U.S. judge throws out Nomura bond trader's conviction – Reuters – A U.S. judge on Tuesday threw out the conspiracy conviction of a former Nomura Holdings Inc <8604.T> trader accused of lying to customers about mortgage bond prices, a setback for prosecutors in.
Securities firms have ordered truth training and the financial press has contributed pieces such as one that asked, "When Can Bond Traders Lie to Their Customers?" The Nomura. He was convicted of a.
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That act got the 42-year-old convicted Friday for a second time of securities fraud. He was cleared. former Nomura Holdings Inc. dealers are scheduled to go on trial later this year. A former.
bond fraud trial sees mixed Results for Nomura Holdings Inc. Traders. Home Blog Bond Fraud Trial Sees Mixed Results for Nomura Holdings Inc. Traders.. Peters was cleared of all charges, Gramins was convicted on conspiracy to commit fraud but cleared of directly committing fraud, while.
Ex-Cantor Fitzgerald Trader Not Guilty in Bond Fraud Case. By Chris Dolmetsch May 3, 2018, 7:51 AM PDT Updated on May 3, 2018, 9:57 AM PDT. A former Cantor Fitzgerald LP managing director was cleared of charges that he defrauded customers by lying about prices of mortgage-backed securities, dealing federal prosecutors another blow in their efforts to tame questionable practices used by bond.
One Nomura Trader Convicted, One Cleared At Bond Fraud Trial . A former Nomura Holdings Inc. trader was found guilty of conspiring to lie to clients about mortgage-bond prices, while another was cleared of all charges in a verdict that highlights the challenge of policing fraud in the market. (Bloomberg)
UPDATE 1-Nomura bond trader fraud trial ends in split U.S. jury verdict. 3 min read. 33, of New York, guilty on one count of conspiring to commit securities fraud and wire fraud. It found him.